-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V1IAeam8zpU9o6TMTuk9bUvI5qd0nAFlpNvFRyXPF8ATzyQrsgG1Uq67r2/NR3NW rxg9ZLsGj7S7mFbzmwk5cQ== 0000891092-04-005343.txt : 20041103 0000891092-04-005343.hdr.sgml : 20041103 20041103163831 ACCESSION NUMBER: 0000891092-04-005343 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITEK INC/CA CENTRAL INDEX KEY: 0000919583 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770057484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48009 FILM NUMBER: 041116765 BUSINESS ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089865060 MAIL ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANAREN INC CENTRAL INDEX KEY: 0000006314 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 160928561 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 6635 KIRKVILLE RD CITY: EAST SYRACUSE STATE: NY ZIP: 13057 BUSINESS PHONE: 3154328909 MAIL ADDRESS: STREET 1: 6635 KIRKVILLE ROAD CITY: EAST SYRACUSE STATE: NY ZIP: 13057 FORMER COMPANY: FORMER CONFORMED NAME: MICRONETICS INC DATE OF NAME CHANGE: 19721103 SC 13D/A 1 e19602sc_13da.txt AMENDMENT NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Celeritek, Inc. --------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 150926103 --------- (CUSIP Number) Tamer Husseini Celeritek, Inc. 3236 Scott Boulevard Santa Clara, California 95054 (408) 986-5060 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 1, 2004 ---------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 150926103 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons: Anaren, Inc. I.R.S. Identification Nos. of above persons (entities only): 16-0928561 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 7. Sole Voting Power 608,757 Number of Shares Beneficially ------------------------------------------------------ Owned by 8. Shared Voting Power - 0 - Each Reporting ------------------------------------------------------ Person With 9. Sole Dispositive Power 608,757 ------------------------------------------------------ 10. Shared Dispositive Power - 0 - - -------------------------------------------------------------------------------- 2 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 608,757 shares of Common Stock - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 4.74% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- This Amendment No. 6 amends the statement on Schedule 13D filed with the Securities and Exchange Commission on July 11, 2002, as amended on August 6, 2002, September 20, 2002, April 10, 2003, May 2, 2003 and July 16, 2004, by Anaren, Inc. (formerly Anaren Microwave, Inc.), a New York corporation ("Anaren"), with respect to its ownership of common stock, no par value, of Celeritek, Inc., a California corporation ("Celeritek"). Item 4. Purpose of Transaction Item 4 is hereby amended and supplemented with the following: As disclosed in Amendment No. 5 to Schedule 13D filed by Anaren on July 16, 2004, the shares of Celeritek Common Stock beneficially owned by Anaren will, for so long as Anaren retains such ownership, be held for investment purposes and not with a view towards effectuating a business combination. As set forth in Item 5 below, Anaren has disposed of a portion of the Celeritek Common Stock previously held by it. Depending on the results of its ongoing evaluation of the investment in the Common Stock, prevailing market conditions, other investment opportunities, and/or other investment considerations, Anaren may dispose of some or all of its remaining holdings in privately negotiated or open market transactions, or may retain such shares for investment purposes as described above. Except to the extent the foregoing may be deemed a plan or proposal, Anaren has no plans or proposals which relate to, or could result in, any of the matters referred to in paragraphs (a) through (j), inclusive, of the instructions to Item 4 of Schedule 13D. As a result of the transactions described in Item 5 below, Anaren now beneficially owns less than 5% of the issued and outstanding Celeritek Common Stock, and is no longer required to file a Schedule 13D. 3 Item 5 Interest in Securities of the Issuer Item 5 is hereby amended and supplemented with the following: During the past 60 days, Anaren sold 89,200 shares of Celeritek Common Stock in open market transactions as follows: Trade Date Number of Shares Price Per Share -------------------------------------------------------------------- 10/05/2004 3,200 $3.45 10/06/2004 5,000 $3.45 10/07/2004 14,300 $3.45 10/08/2004 3,000 $3.45 10/11/2004 4,300 $3.45 10/12/2004 5,400 $3.45 10/14/2004 2,700 $3.49 10/21/2004 5,000 $3.51 10/25/2004 500 $3.45 10/26/2004 2,400 $3.45 10/28/2004 1,100 $3.45 11/01/2004 27,300 $3.64 11/02/2004 15,000 $3.62 Following the above referenced sales, and as of the date of this Amendment No. 6, Anaren has sole voting and dispositive power over 608,757 shares of Celeritek Common Stock. According to Celeritek's Quarterly Report on Form 10-Q for the period ended June 30, 2004, as of July 25, 2004 Celeritek had outstanding approximately 12,855,962 shares of Common Stock. Accordingly, the 608,757 shares held by Anaren represent approximately 4.74% of the outstanding Common Stock. Anaren ceased to hold at least 5% of the outstanding Common Stock as of November 1, 2004. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: November 3, 2004 ANAREN, INC. By: /s/ Lawrence A. Sala ----------------------------- Name: Lawrence A. Sala Title: President and Chief Executive Officer 4 -----END PRIVACY-ENHANCED MESSAGE-----